Guggenheim Securities, LLC
New York, NY
$13.2M
sold in all offerings
$13.2M
sold in all offerings
Guggenheim Securities, LLC is a limited liability company based in New York, NY in the Investment Banking industry group. From April 15, 2026 to April 15, 2026 it filed 1 private fundraising filing for 1 offering and reported $13.2 million sold in all.
Updated October 10, 2026 · newest filing Apr 15, 2026
Amount sold
$13.2M
All offerings, newest filing of each
Offered
-
Plus 1 with no set total
Offerings
1
1 filing with amendments
Newest offering
$13.2M
Sold, first filed Apr 15, 2026
Investors
66
In the newest offering
Min. investment
-
In the newest offering
Facts
- Type
- Limited liability company
- Place
- New York, NY
- Industry group
- Investment Banking
- Listed
- No
- First filing
- April 15, 2026
- Newest filing
- April 15, 2026
- Exemptions
- 3(c)(1), 3(c)(7), 506(b)
Offerings
1 offering, newest first, each at its newest filing
| First filed | Amount sold | Offered | Investors | Min. investment | Exemptions | Securities |
|---|---|---|---|---|---|---|
| Apr 15, 2026 | $13.2M | Indefinite | 66 | - | 3(c)(1), 3(c)(7), 506(b) | Equity |
Filing history
1 filing, newest first. An amendment updates an earlier offering.
| Filed | Kind | Amount sold | Offered | Investors |
|---|---|---|---|---|
| Apr 15, 2026 | New offering | $13.2M | Indefinite | 66 |
Related pages
Questions and answers
How much has Guggenheim Securities, LLC raised in private offerings?
$13.2 million sold in 1 private offering reported from Apr 15, 2026 to Apr 15, 2026, counting each offering once at its newest filing.
When did Guggenheim Securities, LLC last file about a private offering?
April 15, 2026. Its newest offering reported $13.2 million sold with no set total to 66 investors.
Which exemption does Guggenheim Securities, LLC use?
3(c)(1), 3(c)(7), 506(b). Rule 506(b) does not allow public advertising.
Is Guggenheim Securities, LLC a listed company?
No ticker is linked to this issuer, so it is private or no longer listed.
These are notices that issuers file about their own private offerings, not verified results. Amounts are as stated in the filing. Official public data from private fundraising filings, updated daily. Amount sold is what the issuer had sold when it filed; the offered amount is the total it wants to raise.