LPL Financial Holdings Inc. (LPLA) Shareholders & Insider Trades
LPL Financial shareholders at a glance
The largest holder of LPL Financial stock is Dodge & Cox, with 4.6 million shares (5.82% of the company), worth about $1.70 billion as of September 25, 2026. The 10 largest holders together own 42.8%.
In Q2 2026, 803 institutional holdings reports listed shares worth $23.70 billion.
Insiders reported 87 transactions in the last two years: 19 sales worth $10.15 million and no purchases. The newest one on file is from May 7, 2026 (Putnam James S, Director).
Major holders as of September 25, 2026; quarterly totals from institutional holdings reports (latest Q2 2026); insider transactions on file through May 7, 2026.
LPL Financial Holdings Inc.
Shareholders Summary
2026Q2
Ownership by Type
Geographic Distribution
Largest LPL Financial shareholders
| Holder | Shares | % of company | Value |
|---|---|---|---|
| Dodge & Cox | 4.6 million | 5.82% | $1.7B |
| Boston Partners Global Investors, Inc. | 4.3 million | 5.40% | $1.6B |
| Janus Henderson Investors US LLC | 4.2 million | 5.33% | $1.6B |
| BlackRock Advisors LLC | 3.9 million | 4.95% | $1.4B |
| Vanguard Portfolio Management LLC | 3.8 million | 4.87% | $1.4B |
| Vanguard Capital Management LLC | 3.6 million | 4.59% | $1.3B |
| Principal Global Investors LLC | 2.7 million | 3.41% | $994.0M |
| Samlyn Capital LLC | 2.4 million | 3.06% | $890.0M |
| Capital Research & Management Co. (World Investors) | 2.3 million | 2.98% | $867.0M |
| State Street Corporation | 1.9 million | 2.46% | $716.0M |
As of September 25, 2026.
LPL Financial institutional holdings by quarter
| Quarter | Reports | Shares | Value |
|---|---|---|---|
| Q2 2026 | 803 | – | $23.7B |
| Q1 2026 | 800 | 82.3 million | $24.8B |
| Q4 2025 | 855 | 81.5 million | $29.1B |
| Q3 2025 | 794 | 79.6 million | $26.5B |
| Q2 2025 | 835 | 79.9 million | $29.9B |
| Q1 2025 | 826 | 78.1 million | $25.7B |
| Q4 2024 | 764 | 71.4 million | $23.8B |
| Q3 2024 | 684 | 73.6 million | $17.2B |
Shares and value held by institutions that file quarterly holdings reports (options not included).
LPL Financial insider trades
| Insider | Date | Title | Transaction | Value |
|---|---|---|---|---|
| Putnam James S | May 7, 2026 | Director | Stock Gift at price 0.00 per share. | – |
| Audette Matthew J | Apr 15, 2026 | President | Sale at price 325.00 - 332.27 per share. | $518,901 |
| Schifter Richard P | Mar 24, 2026 | Director | Stock Award(Grant) at price 0.00 per share. | – |
| Bernard Edward C | Mar 24, 2026 | Director | Stock Award(Grant) at price 0.00 per share. | – |
| Glavin William Francis Jr | Mar 24, 2026 | Director | Stock Award(Grant) at price 0.00 per share. | – |
| Thomas Corey E | Mar 24, 2026 | Director | Stock Award(Grant) at price 0.00 per share. | – |
| Eberhart H Paulett | Mar 24, 2026 | Director | Stock Award(Grant) at price 0.00 per share. | – |
| Mnookin Allison H | Mar 24, 2026 | Director | Stock Award(Grant) at price 0.00 per share. | – |
| Putnam James S | Mar 24, 2026 | Director | Stock Award(Grant) at price 0.00 per share. | – |
| Cohen Marc Eliot | Mar 10, 2026 | Officer | Sale at price 308.75 - 309.72 per share. | $1.0M |
| Cohen Marc Eliot | Mar 9, 2026 | Officer | Conversion of Exercise of derivative security at price 77.53 per share. | $171,496 |
| Jambusaria Aneri | Mar 2, 2026 | Officer | Sale at price 306.00 per share. | $94,248 |
Newest 12 of 87 insider transactions in the last two years.
Questions and answers
Who owns the most LPL Financial stock?
Dodge & Cox, with 5.82% of the company (as of September 25, 2026). Next: Boston Partners Global Investors, Inc. (5.40%) and Janus Henderson Investors US LLC (5.33%).
How many institutions own LPL Financial stock?
803 institutional holdings reports listed LPL Financial shares in Q2 2026 worth $23.70 billion.
Are LPL Financial insiders buying or selling the stock?
In the last two years insiders reported 19 sales and no purchases (87 transactions in all); the newest on file is from May 7, 2026.
